Introduction In today’s complex business environment, organizations must establish robust internal controls to mitigate risks, ensure...

The Securities and Exchange Board of India (SEBI) introduced the Listing Obligations and Disclosure Requirements (LODR) Regulations, 2015...

Introduction Quality management is a fundamental pillar of organizational success, ensuring efficiency, consistency, and customer...

Introduction Risk-Based Internal Auditing (RBIA) is a modern approach that focuses on identifying and mitigating high-risk areas within...

March 12, 2024 Introduction SEBI has introduced Enhanced Supervision  guidelines for stock broker to ensure the safety of investor funds...

February 05, 2025 In a move to enhance the safety and accessibility of algorithmic trading for retail investors, the Securities and...

January 18, 2025 In a significant regulatory update, the Securities and Exchange Board of India (SEBI) has issued a new directive that...

This blog provides a structured breakdown of SEBI’s prescribed timelines for PMS-related activities. March 05, 2024 Account Opening &...

This blog provides a structured guide on SEBI’s risk management and client protection requirements, covering portfolio segregation, trade...

This blog provides a structured overview of SEBI’s PMS fee framework, performance-linked charges, operating expenses, and compliance...

This blog provides a structured overview of SEBI’s compliance framework for portfolio investments, covering investment restrictions,...

March 01, 2024 This blog provides an in-depth guide on SEBI’s reporting and disclosure requirements, including monthly and annual...

February 01, 2025 Changes in Personal Income Tax New Personal Income Tax Regime (Proposed) Total Income (₹) Tax Rate (%) Up to 4,00,000...

Merchant Banker Registration with SEBI Process January 02, 2024 Merchant Banker Registration Merchant Bankers play a crucial role in the...

January 11, 2023 Alternative Investment Fund (AIF) Registration Alternative Investment Funds (AIFs) are privately pooled investment...

This post outlines the essential steps and requirements for registering as a Research Analyst in India, with detailed information on...

December 10, 2024 The rise of generative AI has transformed industries, enabling groundbreaking applications in natural language...

November 10, 2024 The Cyber Security & Cyber Resilience Framework , effective from January 1, 2025 , is designed to ensure that...

March 07, 2024 Overview A Portfolio Manager is a body corporate that manages, advises, or administers a portfolio of securities or funds...

October 1, 2024 In a significant move that could reshape the landscape of options trading, SEBI has rolled out a series of stringent...